Christopher Andrew Budden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 21 Nov 2022)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Client dealing (3 May 2022 to 28 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (3 May 2022 to 28 Nov 2022)
    • CF30 Customer (30 Mar 2022 to 28 Nov 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Aug 2003 to 21 Jan 2005)
    • CF22 Investment Adviser (Trainee) (7 Jun 2002 to 27 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.