Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2023)
    • [FCA CF] Significant management (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (17 Mar 2025 to 17 Nov 2025)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 21 Oct 2025)
    • [FCA CF] Significant management (since 14 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2023)
    • [FCA CF] Manager of certification employee (17 Mar 2025 to 17 Nov 2025)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 21 Oct 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Managing a material risk taker (14 Feb 2017 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (14 Feb 2017 to 30 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2017 to 2 Dec 2022)
    • [FCA CF] Material risk taker (16 Jan 2017 to 2 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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