Christopher Allan Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Howden Insurance Brokers Limited

    FRN 309639

    • [FCA CF] Significant management (since 3 Feb 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (29 Oct 2018 to 4 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2021)
    • Responsible for Insurance Mediation (2 Apr 2007 to 30 Sep 2018)
    • CF1 Director (2 Apr 2007 to 22 Oct 2018)
    • CF10 Compliance Oversight (2 Apr 2007 to 22 Oct 2018)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 21 Jun 2017)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jul 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jul 2006)
    • CF1 Director (1 Dec 2001 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.