Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 11 Nov 2011)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (since 1 Jul 2002)
- CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 8 Apr 2004)
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Nexus IFA Limited
FRN 550749
- (3)Employed By (since 11 Nov 2011)
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Nexus Financial Planning
FRN 216763
- (4)Employed By (since 1 Jul 2002)
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- Employed By (5 Jul 2016 to 1 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.