Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 20 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 2 Nov 2021)
- CF30 Customer (since 19 Sep 2021)
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Principal & Prosper Limited
FRN 944737
- (15)Employed By (since 19 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Principal & Prosper Limited
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controlled function added: (15)Employed By at Principal & Prosper Limited