Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
-
- [FCA CF] Functions requiring qualifications (29 Apr 2016 to 1 Jul 2018)
- CF30 Customer (23 Dec 2013 to 1 Dec 2014)
-
- CF30 Customer (18 Dec 2007 to 25 Aug 2010)
-
- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.