Christopher Alan Hawkins

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fidelis Underwriting Limited (no longer approved here)
FRN 709360
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 12 Mar 2021)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (4 Dec 2015 to 6 Mar 2016)
LumX Asset Management (U.K.) Limited (no longer approved here)
FRN 195960
- CF1 Director (28 Jan 2010 to 1 Dec 2011)
- CF30 Customer (28 Jan 2010 to 1 Jul 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (2 Feb 2004 to 8 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.