Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF3 Executive Director (since 10 Apr 2025)
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • CF11 Money Laundering Reporting (16 May 2014 to 4 Nov 2015)
    • CF10 Compliance Oversight (16 May 2014 to 4 Nov 2015)
    • CF1 Director (15 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2013 to 8 Dec 2019)
  • Berkeley Financial Partners Ltd (no longer approved here)

    FRN 654149

    • (7)Employed By (9 Dec 2014 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Berkeley Financial Partners Ltd

  2. controlled function added: (7)Employed By at Berkeley Financial Partners Ltd