Christopher Adrian Slatter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLACOTTS WEALTH PLANNING LIMITED

    FRN 611045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 16 Mar 2020)
    • Responsible for Insurance Distribution (since 16 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
  • Strategic Vision Wealth Ltd (no longer approved here)

    FRN 497938

    • CF30 Customer (30 Nov 2012 to 24 Jun 2016)
  • Phoenix Wealth Management Ltd. (no longer approved here)

    FRN 190353

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF1 Director (1 Dec 2001 to 28 Jul 2009)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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