Christophe Stephane Caspar

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Edmond de Rothschild Asset Management (UK) Limited
FRN 578074
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
Russell Investments Limited (no longer approved here)
FRN 122282
- CF30 Customer (20 Jun 2013 to 18 Jul 2016)
- CF1 Director (11 Nov 2011 to 5 May 2016)
- CF29 Significant management (11 Jul 2011 to 7 Nov 2011)
- CF27 Investment Management (1 Dec 2001 to 9 Jan 2006)
Russell Investments Implementation Services Limited (no longer approved here)
FRN 415353
- CF2 Non Executive Director (30 Nov 2011 to 13 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.