Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (13 Jul 2020 to 24 Sep 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 21 Sep 2024)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (13 Jul 2020 to 21 Sep 2024)
    • [FCA CF] Manager of certification employee (13 Jul 2020 to 24 Sep 2021)
    • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 24 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Jun 2019)
    • CF30 Customer (13 Nov 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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