Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 18 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2021)
  • Epworth Investment Management Limited (no longer approved here)

    FRN 175451

    • [FCA CF] Significant management (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.