Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Jul 2021)
    • [FCA CF] Manager of certification employee (since 23 Jul 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (27 Oct 2017 to 5 Sep 2019)
    • [FCA CF] Client dealing (22 Nov 2016 to 26 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.