Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 2 Feb 2022)
    • [FCA CF] Client dealing (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Material risk taker (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Significant management (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Algorithmic trading (6 Aug 2019 to 2 Feb 2022)
    • SMF22 Other Local Responsibility (since 2 Feb 2022)
    • [FCA CF] Algorithmic trading (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Client dealing (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Significant management (6 Aug 2019 to 2 Feb 2022)
    • [FCA CF] Material risk taker (6 Aug 2019 to 2 Feb 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Apr 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (2 Apr 2013 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF29 Significant management (29 Jan 2010 to 14 May 2012)
    • CF30 Customer (1 Nov 2007 to 14 May 2012)
    • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.