Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- SMF18 Other Overall Responsibility (since 2 Feb 2022)
- [FCA CF] Client dealing (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Material risk taker (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Significant management (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Algorithmic trading (6 Aug 2019 to 2 Feb 2022)
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Royal Bank of Canada
FRN 124783
- SMF22 Other Local Responsibility (since 2 Feb 2022)
- [FCA CF] Algorithmic trading (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Client dealing (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Manager of certification employee (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Significant management (6 Aug 2019 to 2 Feb 2022)
- [FCA CF] Material risk taker (6 Aug 2019 to 2 Feb 2022)
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- CF30 Customer (2 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (2 Apr 2013 to 6 Mar 2016)
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- CF29 Significant management (29 Jan 2010 to 14 May 2012)
- CF30 Customer (1 Nov 2007 to 14 May 2012)
- CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.