Christophe Alexandre Louis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zephyrus Partners Limited

    FRN 473948

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF21 Investment Adviser
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (24 May 2004 to 31 Jul 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.