Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 24 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Nov 2025)
    • SMF27 Partner (since 5 Mar 2025)
    • SMF1 Chief Executive (since 5 Mar 2025)
  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • [FCA CF] Client dealing (22 Feb 2021 to 5 Apr 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (7 Oct 2002 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.