Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (1 Nov 2023 to 30 Jun 2025)
-
- [FCA CF] Material risk taker (1 Apr 2019 to 30 Jun 2025)
-
- [FCA CF] Material risk taker (7 Mar 2017 to 27 Mar 2019)
- [FCA CF] Client dealing (7 Mar 2017 to 27 Mar 2019)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Mar 2019)
- CF30 Customer (8 Jan 2013 to 6 Mar 2016)
-
- [FCA CF] Client dealing (7 Mar 2017 to 27 Mar 2019)
- [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Mar 2019)
- [FCA CF] Material risk taker (7 Mar 2017 to 27 Mar 2019)
- CF30 Customer (8 Jan 2013 to 6 Mar 2016)
-
- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.