Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Material risk taker (1 Nov 2023 to 30 Jun 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (1 Apr 2019 to 30 Jun 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 27 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 27 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Mar 2019)
    • CF30 Customer (8 Jan 2013 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 27 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 27 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 27 Mar 2019)
    • CF30 Customer (8 Jan 2013 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.