Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 15 Jun 2022)
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- [FCA CF] Client dealing (23 Dec 2020 to 31 Jul 2021)
- CF30 Customer (4 Sep 2017 to 17 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.