Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 15 Feb 2021)
    • [FCA CF] Client dealing (since 10 Nov 2016)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (27 Apr 2016 to 7 Aug 2017)
    • [FCA CF] Manager of certification employee (27 Apr 2016 to 26 Jul 2016)
    • CF30 Customer (4 Sep 2009 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (5 Sep 2022 to 9 Aug 2023)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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