Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 15 Feb 2021)
- [FCA CF] Client dealing (since 10 Nov 2016)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (27 Apr 2016 to 7 Aug 2017)
- [FCA CF] Manager of certification employee (27 Apr 2016 to 26 Jul 2016)
- CF30 Customer (4 Sep 2009 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (5 Sep 2022 to 9 Aug 2023)
- [PRA CF] Managing a material risk taker (19 Aug 2022 to 15 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.