Christoph Gau

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 28 May 2025)
    • [FCA CF] Manager of certification employee (since 28 May 2025)
    • [FCA CF] Client dealing (15 Jul 2016 to 30 Apr 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (2 Jun 2020 to 26 May 2025)
    • [FCA CF] Manager of certification employee (2 Jun 2020 to 26 May 2025)
    • [FCA CF] Material risk taker (2 Jun 2020 to 26 May 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (2 Jun 2020 to 26 May 2025)
    • [FCA CF] Client dealing (2 Jun 2020 to 26 May 2025)
    • [FCA CF] Manager of certification employee (2 Jun 2020 to 26 May 2025)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (5 Jul 2018 to 1 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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