Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CS Wealth Consultancy Limited
FRN 844964
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 4 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2020)
- Responsibility for MCD Intermediation (since 4 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 3 Mar 2020)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2020)
- CF30 Customer (30 Jun 2010 to 31 Oct 2012)
-
- Employed By (1 May 2013 to 3 Mar 2020)
-
- Employed By (30 Jun 2010 to 31 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.