Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Share In Ltd (no longer approved here)

    FRN 603332

    • CF1 Director (AR) (18 Jul 2018 to 16 Jul 2020)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF10 Compliance Oversight (2 Dec 2009 to 31 Dec 2010)
    • CF11 Money Laundering Reporting (2 Dec 2009 to 31 Dec 2010)
    • CF4 Partner (2 Dec 2009 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.