Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 17 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Sep 2013)
    • CF4 Partner (AR) (5 May 2016 to 13 Feb 2017)
    • (1)Employed By (since 13 Feb 2017)
    • (3)Employed By (2 Sep 2013 to 13 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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