Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Elite Private Wealth Management Limited
FRN 1006214
- Responsible for Insurance Distribution (since 2 Apr 2024)
- [FCA CF] Client dealing (since 2 Apr 2024)
- SMF3 Executive Director (since 2 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
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- CF1 Director (AR) (14 Jan 2022 to 27 Mar 2024)
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- Employed By (14 Jan 2022 to 27 Mar 2024)
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- CF1 Director (AR) (17 Aug 2021 to 19 Aug 2021)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
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- Employed By (19 Jul 2006 to 19 Aug 2021)
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- (27)Employed By (1 Dec 2001 to 3 Oct 2003)
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- Employed By (1 Dec 2001 to 3 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.