Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (25 Feb 2025 to 30 Jun 2025)
    • [FCA CF] Significant management (25 Feb 2025 to 30 Jun 2025)
    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Jul 2018 to 9 Mar 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (28 Feb 2022 to 15 Sep 2024)
    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Jul 2018 to 9 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2016 to 15 Sep 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Significant management (28 Feb 2022 to 10 Aug 2022)
    • [PRA CF] Managing a material risk taker (12 Feb 2022 to 19 Aug 2022)
    • [FCA CF] Material risk taker (13 Sep 2021 to 10 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Oct 2020 to 11 Aug 2022)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (28 Feb 2022 to 11 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.