Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Consumer (UK) Plc (no longer approved here)

    FRN 444327

    • Director of firm who is not a certification employee or a SMF manager (10 May 2021 to 31 Mar 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF4 Chief Risk (18 Sep 2020 to 6 Jun 2025)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF4 Chief Risk (18 Sep 2020 to 6 Jun 2025)
  • MotoNovo Finance Limited (no longer approved here)

    FRN 827851

    • SMF16 Compliance Oversight (20 Feb 2020 to 31 Jul 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (17 Apr 2019 to 20 Feb 2020)
  • Aldermore Bank Plc (no longer approved here)

    FRN 204503

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 May 2016 to 6 Mar 2018)
    • SMF4 Chief Risk (4 May 2016 to 31 Jul 2020)
    • SMF16 Compliance Oversight (4 May 2016 to 31 Jul 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (14 Sep 2010 to 6 Mar 2016)
    • CF10 Compliance Oversight (18 Dec 2009 to 5 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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