Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (10 May 2021 to 31 Mar 2025)
-
- SMF4 Chief Risk (18 Sep 2020 to 6 Jun 2025)
-
- SMF4 Chief Risk (18 Sep 2020 to 6 Jun 2025)
-
- SMF16 Compliance Oversight (20 Feb 2020 to 31 Jul 2020)
- SMF4 Chief Risk (9 Dec 2019 to 31 Jul 2020)
- CF1 Director (17 Apr 2019 to 20 Feb 2020)
-
- SMF17 Money Laundering Reporting Officer (MLRO) (4 May 2016 to 6 Mar 2018)
- SMF4 Chief Risk (4 May 2016 to 31 Jul 2020)
- SMF16 Compliance Oversight (4 May 2016 to 31 Jul 2020)
-
- CF28 Systems and controls (14 Sep 2010 to 6 Mar 2016)
- CF10 Compliance Oversight (18 Dec 2009 to 5 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.