Christine Ann Caton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caton Fry Financial Services Limited (no longer approved here)

    FRN 223935

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Jun 2003 to 31 Oct 2007)
    • CF1 Director (12 Jun 2003 to 5 Dec 2019)
    • CF24 Pension Transfer Specialist (12 Jun 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (12 Jun 2003 to 5 Jun 2013)
    • CF11 Money Laundering Reporting (12 Jun 2003 to 5 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.