Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Oct 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Jun 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (226)CF21 Investment Adviser (25 Feb 2005 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (226)CF21 Investment Adviser at Novate Global Markets Limited