Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (16 Oct 2023 to 18 Jun 2025)
- SMF3 Executive Director (16 Oct 2023 to 18 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2023 to 18 Jun 2025)
- Responsibility for MCD Intermediation (16 Oct 2023 to 18 Jun 2025)
- Responsible for Insurance Distribution (16 Oct 2023 to 18 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (17 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.