Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rainbourne Associates (Financial Services) Limited (no longer approved here)

    FRN 136529

    • SMF16 Compliance Oversight (16 Oct 2023 to 18 Jun 2025)
    • SMF3 Executive Director (16 Oct 2023 to 18 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2023 to 18 Jun 2025)
    • Responsibility for MCD Intermediation (16 Oct 2023 to 18 Jun 2025)
    • Responsible for Insurance Distribution (16 Oct 2023 to 18 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (17 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.