Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 27 Feb 2025)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 9 Aug 2017)
    • [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 27 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2017)
    • [FCA CF] Material risk taker (since 15 Dec 2017)
    • [FCA CF] Client dealing (since 9 Aug 2017)
    • [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
    • [FCA CF] Manager of certification employee (since 27 Feb 2025)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 9 Aug 2017)
    • [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (13 Mar 2008 to 15 May 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (13 Mar 2008 to 15 May 2009)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2007 to 30 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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