Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 27 Feb 2025)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 9 Aug 2017)
- [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
-
Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 27 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2017)
- [FCA CF] Material risk taker (since 15 Dec 2017)
- [FCA CF] Client dealing (since 9 Aug 2017)
- [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
-
Citibank Europe plc
FRN 211646
- [FCA CF] Manager of certification employee (since 27 Feb 2025)
- [FCA CF] Material risk taker (since 18 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
- [FCA CF] Client dealing (since 9 Aug 2017)
- [FCA CF] Manager of certification employee (19 Sep 2023 to 29 May 2024)
-
- CF30 Customer (13 Mar 2008 to 15 May 2009)
-
- CF30 Customer (13 Mar 2008 to 15 May 2009)
-
- CF30 Customer (1 Nov 2007 to 11 Feb 2008)
- CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jan 2007 to 30 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.