Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 15 Oct 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (4 Dec 2019 to 13 Oct 2020)
    • [FCA CF] Client dealing (23 Nov 2016 to 13 Oct 2020)
    • [FCA CF] Material risk taker (23 Nov 2016 to 13 Oct 2020)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.