Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Broker Advice Limited
FRN 986316
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
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- [FCA CF] Functions requiring qualifications (23 Mar 2023 to 19 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (26 Jul 2021 to 12 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.