Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 27 Feb 2026)
    • [FCA CF] Material risk taker (since 12 Sep 2022)
    • [FCA CF] Significant management (since 12 Sep 2022)
    • [FCA CF] Client dealing (since 12 Sep 2022)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 28 Feb 2026)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (5 Mar 2019 to 6 Jun 2022)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 6 Jun 2022)
    • [FCA CF] Material risk taker (22 Aug 2017 to 6 Jun 2022)
    • [FCA CF] Client dealing (24 Feb 2017 to 6 Jun 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.