Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Feb 2021)
    • [FCA CF] Manager of certification employee (since 8 Feb 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (11 Mar 2020 to 27 Oct 2020)
    • [FCA CF] Material risk taker (12 Feb 2019 to 2 Mar 2020)
    • [FCA CF] Client dealing (7 Aug 2018 to 25 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Aug 2018 to 8 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.