Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 8 Feb 2021)
- [FCA CF] Manager of certification employee (since 8 Feb 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
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- [FCA CF] Significant management (11 Mar 2020 to 27 Oct 2020)
- [FCA CF] Material risk taker (12 Feb 2019 to 2 Mar 2020)
- [FCA CF] Client dealing (7 Aug 2018 to 25 Feb 2020)
- [FCA CF] Manager of certification employee (7 Aug 2018 to 8 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.