Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFM INVESTORS (UK) LTD (no longer approved here)

    FRN 478403

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
    • CF1 Director (9 Apr 2010 to 29 Nov 2019)
    • CF30 Customer (24 Jun 2008 to 29 Nov 2019)
    • CF3 Chief Executive (24 Jun 2008 to 29 Nov 2019)
    • CF11 Money Laundering Reporting (24 Jun 2008 to 30 Sep 2012)
    • CF10 Compliance Oversight (24 Jun 2008 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.