Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
- CF1 Director (9 Apr 2010 to 29 Nov 2019)
- CF30 Customer (24 Jun 2008 to 29 Nov 2019)
- CF3 Chief Executive (24 Jun 2008 to 29 Nov 2019)
- CF11 Money Laundering Reporting (24 Jun 2008 to 30 Sep 2012)
- CF10 Compliance Oversight (24 Jun 2008 to 30 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.