Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Jul 2025)
    • SMF16 Compliance Oversight (since 9 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jul 2025)
    • SMF3 Executive Director (since 9 Jul 2025)
    • [FCA CF] Client dealing (since 16 Jan 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (2 Dec 2002 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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