Christian Robin Bauers

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (3 Dec 2021 to 9 May 2023)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • CF30 Customer (2 Feb 2019 to 21 Oct 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (28 Jun 2018 to 21 Oct 2019)
    • [FCA CF] Manager of certification employee (29 Mar 2017 to 21 Oct 2019)
    • CF21 Investment Adviser (7 May 2004 to 9 Sep 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 Mar 2017 to 21 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 21 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.