Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 30 Jan 2026)
- CF10 Compliance Oversight (11 Jul 2013 to 3 Sep 2013)
- CF30 Customer (11 Jul 2013 to 3 Sep 2013)
- CF4 Partner (11 Jul 2013 to 3 Sep 2013)
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- CF30 Customer (20 Dec 2012 to 7 May 2013)
- CF4 Partner (AR) (20 Dec 2012 to 7 May 2013)
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- CF30 Customer (1 Nov 2007 to 10 Jul 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.