Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Nov 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Nov 2023)
    • CF30 Customer (25 Nov 2013 to 6 Mar 2016)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF21 Investment Adviser (8 Oct 2004 to 21 Apr 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.