Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 24 Jul 2012)
    • CF21 Investment Adviser (17 Jun 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 24 Jul 2012)
    • CF21 Investment Adviser (17 Jun 2004 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (8 Mar 2004 to 19 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.