Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jun 2025)
    • [FCA CF] Client dealing (since 30 Jun 2025)
    • [FCA CF] Manager of certification employee (since 30 Jun 2025)
    • [FCA CF] Material risk taker (since 30 Jun 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (21 Oct 2024 to 28 Feb 2025)
    • [FCA CF] Client dealing (28 Aug 2024 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (28 Aug 2024 to 28 Feb 2025)
    • CF30 Customer (14 Oct 2008 to 10 Nov 2008)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (25 Jan 2023 to 25 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 1 Sep 2020)
    • [FCA CF] Material risk taker (1 Jan 2020 to 30 Aug 2020)
    • CF30 Customer (18 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.