Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (AR) (since 8 Mar 2019)
- CF30 Customer (since 20 Oct 2010)
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Portland Wealth Management Limited
FRN 516596
- (1)Employed By (since 20 Oct 2010)
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- CF30 Customer (16 Mar 2017 to 31 May 2017)
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- CF30 Customer (1 Nov 2007 to 16 Nov 2007)
- CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jul 2006 to 26 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Portland Wealth Management Limited
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controlled function added: (1)Employed By at Portland Wealth Management Limited