Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 5 Jan 2026)
    • Employed By (since 5 Jan 2026)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Sep 2016)
    • CF11 Money Laundering Reporting (8 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Oct 2010 to 30 Sep 2018)
    • CF1 Director (8 Oct 2010 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (5 Mar 2009 to 27 Oct 2010)
  • Concept Mortgages Ltd (no longer approved here)

    FRN 475842

    • Employed By (5 Mar 2009 to 27 Oct 2010)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (113)Employed By (21 May 2002 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (113)Employed By at Reeds Rains Limited