Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
    • [FCA CF] Client dealing (since 31 Jul 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (2 Jun 2020 to 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (2 Jun 2020 to 30 Aug 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (10 Mar 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Feb 2011)
    • CF22 Investment Adviser (Trainee) (18 Apr 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (19 Jul 2005 to 26 Mar 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.