Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RPGCC WEALTH MANAGEMENT LTD
FRN 948183
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
- [FCA CF] Client dealing (since 31 Jul 2024)
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- [FCA CF] Client dealing (2 Jun 2020 to 30 Aug 2024)
- [FCA CF] Functions requiring qualifications (2 Jun 2020 to 30 Aug 2024)
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- CF30 Customer (10 Mar 2011 to 29 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2011)
- CF22 Investment Adviser (Trainee) (18 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (19 Jul 2005 to 26 Mar 2007)
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 19 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.