Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (16 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (16 Sep 2019 to 8 Dec 2019)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • CF4 Partner (18 Mar 2013 to 6 Sep 2017)
    • CF30 Customer (18 Mar 2013 to 20 Jun 2017)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (30 Mar 2011 to 15 Feb 2013)
    • CF30 Customer (12 Aug 2010 to 15 Feb 2013)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (18 Sep 2009 to 31 May 2010)
    • CF4 Partner (7 Mar 2008 to 31 May 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 29 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 29 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.