Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LeCap Asset Management Limited
FRN 829253
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (16 Sep 2019 to 8 Dec 2019)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
- CF3 Chief Executive (16 Sep 2019 to 8 Dec 2019)
-
- CF4 Partner (18 Mar 2013 to 6 Sep 2017)
- CF30 Customer (18 Mar 2013 to 20 Jun 2017)
-
- CF29 Significant management (30 Mar 2011 to 15 Feb 2013)
- CF30 Customer (12 Aug 2010 to 15 Feb 2013)
-
- CF30 Customer (18 Sep 2009 to 31 May 2010)
- CF4 Partner (7 Mar 2008 to 31 May 2010)
-
- CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 29 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2005)
-
- CF16 Significant Mgt (Desgntd Investment Business) (9 Dec 2003 to 29 Mar 2005)
- CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.