Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Significant management (since 15 Jul 2022)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Significant management (since 15 Jul 2022)
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- [FCA CF] Material risk taker (27 Feb 2017 to 11 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.