Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (14 Apr 2020 to 14 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 26 Apr 2021)
- [FCA CF] Manager of certification employee (24 Jan 2019 to 26 Apr 2021)
- [FCA CF] Client dealing (12 Nov 2018 to 26 Apr 2021)
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- [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 26 Apr 2021)
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- CF1 Director (7 Jun 2016 to 18 Jul 2018)
- CF30 Customer (3 May 2016 to 15 Aug 2018)
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- CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Nov 2007)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.