Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 14 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 26 Apr 2021)
    • [FCA CF] Manager of certification employee (24 Jan 2019 to 26 Apr 2021)
    • [FCA CF] Client dealing (12 Nov 2018 to 26 Apr 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2019 to 26 Apr 2021)
  • Jones Lang Lasalle Corporate Finance Limited (no longer approved here)

    FRN 140854

    • CF1 Director (7 Jun 2016 to 18 Jul 2018)
    • CF30 Customer (3 May 2016 to 15 Aug 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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