Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 19 Oct 2022)
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- [FCA CF] Material risk taker (1 Apr 2020 to 15 Dec 2020)
- [FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2020)
- [FCA CF] Manager of certification employee (6 Mar 2018 to 15 Dec 2020)
- CF30 Customer (12 Dec 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.