Christian Dominic Thompson

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Portal Limited

    FRN 917942

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
    • [FCA CF] Client dealing (since 23 Mar 2026)
  • Roxborough Wealth Management Limited (no longer approved here)

    FRN 457305

    • (15)[FCA CF] Client dealing (2 May 2023 to 20 Mar 2026)
    • (16)[FCA CF] Functions requiring qualifications (2 May 2023 to 20 Mar 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 26 Apr 2023)
    • CF30 Customer (1 Mar 2023 to 26 Apr 2023)
    • [FCA CF] Client dealing (26 Jan 2023 to 28 Mar 2023)
    • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 28 Mar 2023)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Client dealing (23 Mar 2020 to 20 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2020)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (21 Jul 2016 to 5 Jun 2018)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (3 Oct 2011 to 19 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)[FCA CF] Client dealing at Roxborough Wealth Management Limited

  2. controlled function added: (16)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited