Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (26 Mar 2025 to 30 May 2025)
    • [FCA CF] Material risk taker (17 Jan 2019 to 8 Aug 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 7 Jul 2017)
    • [FCA CF] Client dealing (15 Feb 2017 to 30 May 2025)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (26 Mar 2025 to 30 May 2025)
    • [FCA CF] Manager of certification employee (27 Feb 2023 to 16 May 2025)
    • [FCA CF] Client dealing (27 Feb 2023 to 30 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.